-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KU+lPAsjz9cDIiufNPxcsF2Ayyrre5nZtKT6DYmG7NDa9JE4RKuZSwS6UAzqfgw/ uRO134PaaUlm0pm9k91+3w== 0000950005-99-000186.txt : 19990217 0000950005-99-000186.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950005-99-000186 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTUATE SOFTWARE CORP CENTRAL INDEX KEY: 0001062478 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943193197 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54539 FILM NUMBER: 99540816 BUSINESS ADDRESS: STREET 1: 999 BAKER WAY STREET 2: STE 270 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 6504252300 MAIL ADDRESS: STREET 1: 999 BAKER WAY STREET 2: STE 270 CITY: SAN MATEO STATE: CA ZIP: 94404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ACCEL IV LP ET AL CENTRAL INDEX KEY: 0001008195 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 223223407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6096834500 MAIL ADDRESS: STREET 2: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No._______)* Actuate Software Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 00508B 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 22 Pages Exhibit Index Contained on Page 20
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 2 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Accel IV L.P. ("A IV") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,665,254 shares, except that A IV Assoc., the general partner of A IV, BENEFICIALLY and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz, and OWNED BY EACH SFP, the general partners of A IV Assoc., may be deemed to have shared REPORTING voting power with respect to such shares. PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 3,665,254 shares, except that A IV Assoc., the general partner of A IV, and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz, and SFP, the general partners of A IV Assoc., may be deemed to have shared dispositive power with respect to such shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,665,254 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26.6% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 3 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Accel Keiretsu L.P. ("AKTSU") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 74,697 shares, except that AP&C, the general partner of AKTSU and BENEFICIALLY Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of OWNED BY EACH AP&C, may be deemed to have shared voting powers with respect to such REPORTING shares. PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 74,697 shares, except that AP&C, the general partner of AKTSU and Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the officers of AP&C, may be deemed to have shared dispositive powers with respect to such shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 74,697 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.54% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 4 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Accel Investors '93 L.P. ("AI93") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 145,462 shares, except that Breyer, Evnin, Klingenstein, Patterson, BENEFICIALLY Sednaoui and Swartz, the general partners of AI93, may be deemed to have OWNED BY EACH shared voting power with respect to such shares. REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 145,462 shares, except that Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz, the general partners of AI93 may be deemed to have shared dispositive power with respect to such shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 145,462 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 5 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Swartz Family Partnership L.P. ("SFP") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,665,254 shares, of which 3,665,254 are shares directly owned by A IV. SFP is a general partner of A IV Assoc., the general partner of A IV and may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,665,254 shares, of which 3,665,254 are shares directly owned by A IV. SFP is a general partner of A IV Assoc., the general partner of A IV and may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,665,254 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26.6% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 6 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Accel IV Associates L.P. ("A IV Assoc.") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,665,254 shares, of which 3,665,254 are shares directly owned by A IV. A IV Assoc. is the general partner of A IV and may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,665,254 shares, of which 3,665,254 are shares directly owned by A IV. A IV Assoc. is the general partner of A IV and may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,665,254 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26.6% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 7 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Accel Partners & Co. Inc. ("AP&C") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 74,697 shares, of which 74,697 are shares directly owned by AKTSU. AP&C is the general partner of AKTSU and may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 74,697 shares, of which 74,697 are shares directly owned by AKTSU. AP&C is the general partner of AKTSU and may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 74,697 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.54% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ------------ --------------------------------------------------------------------------------------------------------- o SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 8 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Ellmore C. Patterson Partners ("ECPP") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 86,490 shares, all of which Arthur C. Patterson may be deemed to have BENEFICIALLY sole voting power for. OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 86,490 shares, all of which Arthur C. Patterson may be deemed to have sole dispositive power for. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 86,490 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- o SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 9 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS James W. Breyer ("Breyer") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Breyer may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Breyer may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,885,413 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.2% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 10 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Luke B. Evnin ("Evnin") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Evnin may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Evnin may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,885,413 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.2% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 11 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Eugene D. Hill, III ("Hill") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,739,951 shares, of which 3,665,254 are shares directly owned by A IV and 74,697 are shares directly owned by AKTSU. Hill may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,739,951 shares, of which 3,665,254 are shares directly owned by A IV and 74,697 are shares directly owned by AKTSU. Hill may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,739,951 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 27.1% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 12 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Paul H. Klingenstein ("Klingenstein") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,810,716 shares, of which 3,665,254 are shares directly owned by A IV, and 145,462 are shares directly owned by AI93. Klingenstein may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,810,716 shares, of which 3,665,254 are shares directly owned by A IV, and 145,462 are shares directly owned by AI93. Klingenstein may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,810,716 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 27.7% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 13 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Arthur C. Patterson ("Patterson") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 86,490 shares of which 86,490 are shares directly owned by Ellmore C. BENEFICIALLY Patterson Partners. Patterson is the general partner of ECPP and may be OWNED BY EACH deemed to have sole voting power with respect to such shares. REPORTING -------- ------------------------------------------------------------------------ PERSON WITH 6 SHARED VOTING POWER 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Patterson may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 86,490 shares of which 86,490 are shares directly owned by Ellmore C. Patterson Partners (`ECPP"). Patterson is the general partner of ECPP and may be deemed to have sole dispositive power with respect to such shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Patterson may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,971,903 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.8% - ------------ --------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* IN 12 - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 14 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS G. Carter Sednaoui ("Sednaoui") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Sednaoui may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Sednaoui may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,885,413 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.2% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 00508B 10 2 13 G Page 15 of 22 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS James R. Swartz ("Swartz") - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING PERSON 6 SHARED VOTING POWER WITH 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Swartz may be deemed to have shared voting power with respect to such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,885,413 shares, of which 3,665,254 are shares directly owned by A IV, 74,697 are shares directly owned by AKTSU, and 145,462 are shares directly owned by AI93. Swartz may be deemed to have shared dispositive power with respect to such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,885,413 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 28.2% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 16 of 22 ITEM 1(a). NAME OF ISSUER: Actuate Software Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 999 Baker Way, Suite 270 San Mateo, California 94404 ITEM 2(a). NAME OF PERSONS FILING: This Statement is filed by Accel IV L.P. ("A IV"), Accel Keiretsu L.P. ("AKTSU"), Accel Investors '93 L.P. ("AI93"), Accel IV Associates L.P. ("A IV Assoc."), Accel Partners & Co. Inc. ("AP&C"), Swartz Family Partnership L.P. ("SFP"), Ellmore C. Patterson Partners ("ECPP"), James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul H. Klingenstein ("Klingenstein"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R. Swartz ("Swartz"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal business office for each of the Reporting Persons is: 428 University Avenue Palo Alto, CA 94301 ITEM 2(c) CITIZENSHIP: A IV, AKTSU, AI93, A IV Assoc., ECPP and SFP are Delaware Limited Partnerships, AP&C is a Delaware S Corporation and Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and Swartz are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: CUSIP # 00508B 10 2 ITEM 3. Not Applicable Page 17 of 22 ITEM 4. OWNERSHIP: The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1998: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. Page 18 of 22 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Under certain circumstances set forth in the limited partnership agreements of A IV, A IV Assoc., AKTSU, AI93 and ECPP, the general and/or limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such fund. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10. CERTIFICATION: Not applicable Page 19 of 22 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1999 Entities: Accel IV L.P. Accel Keiretsu L.P. Accel Investors '93 L.P. Accel IV Associates L.P. Accel Partners & Co. Inc. By: /s/ G. Carter Sednaoui Ellmore C. Patterson Partners ------------------------------------ Swartz Family Partnership L.P. G. Carter Sednaoui, Attorney-in-fact for above-listed entities Individuals: James W. Breyer Luke B. Evnin Eugene D. Hill, III Paul H. Klingenstein Arthur C. Patterson G. Carter Sednaoui By: /s/ G. Carter Sednaoui James R. Swartz --------------------------------------- G. Carter Sednaoui, Individually and as Attorney-in-fact for above-listed individuals Page 20 of 22 EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 21 Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 22 Page 21 of 22 EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Actuate Software Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Dated: February 12, 1999 Entities: Accel IV L.P. Accel Keiretsu L.P. Accel Investors '93 L.P. Accel IV Associates L.P. Accel Partners & Co. Inc. By: /s/ G. Carter Sednaoui Ellmore C. Patterson Partners ------------------------------------ Swartz Family Partnership L.P. G. Carter Sednaoui, Attorney-in-fact for above-listed entities Individuals: James W. Breyer Luke B. Evnin Eugene D. Hill, III Paul H. Klingenstein Arthur C. Patterson G. Carter Sednaoui By: /s/ G. Carter Sednaoui James R. Swartz --------------------------------------- G. Carter Sednaoui, Individually and as Attorney-in-fact for above-listed individuals Page 22 of 22 EXHIBIT B --------- REFERENCE TO G. CARTER SEDNAOUI AS ATTORNEY-IN-FACT G. Carter Sednaoui has signed the enclosed documents as Attorney-In-Fact. Note that copies of the applicable Power of Attorneys are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----